Policies & Precudures
|
Description
|
Click to Download
|
|---|---|
|
Insider Trading Policy
|
|
|
Policy on Code of Conduct for Employees
|
|
|
Policies and Prevention of Money Laundering and Terrorist Financing
|
|
|
Internal Control Policy
|
|
|
User Policy
|
|
|
Surveillance Policy
|
|
|
Risk Management System to protect ourself from the default of clients
|
|
|
Prefunded Instrument Policy
|
|
|
Policy on dealing with Inactive and Dormant Clients
|
|
|
Policy on Outsourcing of Activities by Intermediaries
|
|
|
Policy on Identification of Beneficial Ownership
|
|
|
Client Limit Setting
|
|
|
CLT Code Modification-BSE
|
|
|
Blog Chat Policy
|
|
|
BO Grievance Redressal Policy
|