Policies & Precudures
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Description
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Insider Trading Policy
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Policy on Code of Conduct for Employees
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Policies and Prevention of Money Laundering and Terrorist Financing
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Internal Control Policy
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User Policy
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Surveillance Policy
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Risk Management System to protect ourself from the default of clients
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Prefunded Instrument Policy
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Policy on dealing with Inactive and Dormant Clients
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Policy on Outsourcing of Activities by Intermediaries
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Policy on Identification of Beneficial Ownership
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Client Limit Setting
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CLT Code Modification-BSE
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Blog Chat Policy
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BO Grievance Redressal Policy
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Cyber Security Policy
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Freezing Blocking Client Account Policy
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IPV Policy
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IT Control with respect to Algo and Non-Algo Orders
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Policy for Hiring Training of Employees
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Policy of Granting of Exposure to clients
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Policy on Fascimile Signature
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Policy on Internal Shortage
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Policy on Outsource of Activities
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Policy on Squaring off client positions
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Policy Internal procedure for managing conflict of Interest
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Referral Policy
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Social Media Policy M Prasad & Co
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Standard Operating Procedure
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